Letter from the CEO

Dear Reader:

David Jones, CEO

Welcome to CastleOak Securities, L.P. ('CastleOak'). We are a leading boutique investment bank focused on providing superior client service in the specialized areas of financial advisory, equities and fixed income sales and trading, and capital markets.

We are keenly aware of the competitive nature of the investment banking marketplace and have assembled a highly experienced team that puts clients' needs first while upholding our firm's core principles, which are:

Honesty: CastleOak is dedicated to working openly and honestly with mutual respect for each client, employee, and partner with whom we do business, and for every community in which we do business.

Integrity: CastleOak is dedicated to providing the most effective and efficient solutions to meet each client's objectives while adhering to its moral and ethical principles.

Performance: CastleOak is driven to deliver value-added services, insightful market intelligence and exceptional execution services in all our lines of business.

We strive for continuous improvement in all that we do, and we encourage you to contact us directly to learn more about CastleOak.

David R Jones
Co-Founder, President and Chief Executive Officer

Media Center
Press Releases and News

Views from the Castle Speaker Series Featuring the Head of Emerging Manager Program at Teachers Retirement System (TRS) of Texas

- August 17, 2020

Views from the Castle Speaker Series Featuring the Illinois State Treasurer

- June 29, 2020

Issuer and Investor Events at the GIOA Annual Conference

- March 18, 2020

- February 6, 2020

- March 21, 2019

- March 22, 2017

- March 23, 2016

- March 11, 2015

- March 26 and 27, 2014

- March 13 and 14, 2013

CastleOak Hosts Pension Forum Featuring Philadelphia Board of Pensions and Retirement

- Nov 20, 2019

CastleOak Participates in Bloomberg Market Madness Charity Basketball Tournament

- April 16, 2018

CastleOak Securities Sponsors PGA Minority Collegiate Golf Championship

- May 12-14, 2017

- May 6-8, 2016

CastleOak’s Leadership Development Series

- November 9, 2015

- March 30, 2015

- November 6, 2014

- July 15, 2014

- May 19, 2014

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Our Services

CastleOak's expertise is unsurpassed, with our seasoned professionals providing superior service in the following sectors:

Equity Capital Markets
Equity Sales and Trading
Debt Capital Markets
Fixed Income Sales and Trading
Financial Advisory
Money Fund Access Platform

Read more about our services...

Deals & Transactions

Visit this section to see recent corporate, agency and supranational capital markets deals and transactions.


Marketplace News
About Us